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Securities and Futures Commission
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21	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-09 11:17:23 73rd United States Congress U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States National Market System New York Stock Exchange Futures contract
22	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-28 09:59:16 Commodity markets Financial markets 76th United States Congress Institutional investors Exchange-traded fund Futures contract Commodity pool operator U.S. Securities and Exchange Commission Broker-dealer Financial adviser Investment Advisers Act Commodity Futures Trading Commission
23	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-09 13:55:58 73rd United States Congress U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Futures contract New York Stock Exchange National Market System
24	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-02 16:10:56 Financial markets Stock market 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission International Securities Exchange Futures contract Broker-dealer Short Securities regulation in the United States Security
25	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-01 13:19:30 76th United States Congress 73rd United States Congress U.S. Securities and Exchange Commission Financial markets Futures contract Broker-dealer Investment Advisers Act Derivative Securities Exchange Act Financial adviser Security Securities Act
26	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-08-01 11:37:06 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Futures contract Short
27	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-22 16:32:41 Financial markets 76th United States Congress Commodity markets Institutional investors Funds Exchange-traded fund U.S. Securities and Exchange Commission Broker-dealer Investment Advisers Act Futures contract Financial adviser Securities Exchange Act
28	Chapter 4 Financial and Monetary Affairs Hong Kong is a key global financial centre. It ranked third of 80 financial centres in the latest Global Financial Centres Index and the stock market ranked second globally in te Add to Reading List Source URL: www.yearbook.gov.hk Language: English - Date: 2015-08-18 03:18:50 Hang Seng Index Constituent Stocks International finance Economy of Shanghai Hong Kong Exchanges and Clearing Hong Kong Monetary Authority Securities and Futures Commission Hong Kong Stock Exchange Hong Kong Shanghai-Hong Kong Stock Connect Exchange-traded fund Financial centre Internationalization of the renminbi
29	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-22 16:31:17 Financial markets 76th United States Congress Commodity markets Institutional investors Funds Exchange-traded fund Investment Advisers Act Broker-dealer U.S. Securities and Exchange Commission Futures contract Mutual fund Financial adviser
30	Edition 2 Markets Regulation Client Newsletter - February 2015 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information prepared as of Add to Reading List Source URL: cib.rbs.com Language: English Systemic risk Financial markets Royal Bank of Scotland Group European Union directives Financial risk Over-the-counter European Market Infrastructure Regulation Derivative RBS Securities Financial transaction tax Commodity Futures Trading Commission DoddFrank Wall Street Reform and Consumer Protection Act